With significant experience in the mortgage broker market, Aspen Compliance Services can assist in reviewing your current compliance process in line with Central Bank of Ireland (CBI) regulation. Aisling holds a diploma in Compliance from the Association of Compliance Officers in Ireland (ACOI) and over 5 years practical, hands-on experience with one of the largest mortgage brokers in Dublin.
We offer your business a core structure review which will yield strengths and weaknesses within the existing compliance processes. This should highlight any regulation requirements not currently recorded in your process.
We endeavour to streamline all processes using in-house checklists, ensuring CBI requirements for consent, affordability, needs analysis, client fact-finds, AML and load offer documentation are all in order.
Critical to our service is the ongoing monthly compliance review which aims to ensure continued high standards in the compliance process within your company.
With all this in place, your business should feel confident of a positive outcome of any potential Central Bank audit.
We can also offer off-site compliance briefings for staff to re-emphasise the company compliance culture and promote team building.